PolicyCheck

Advanced Solutions for FCA Consumer Duty Agent

Automate Consumer Duty compliance with PolicyCheck's FCA AI Agent — suitability reports, documentation checks, and complete audit trails.

Features & Benefits

Features & Benefits

  • Consumer Duty Compliance

    Automatically assess and document compliance with FCA Consumer Duty requirements, ensuring all advice meets regulatory standards.

  • Automated Suitability Reports

    Generate comprehensive suitability reports that demonstrate how products meet client needs and objectives.

  • Complete Audit Trail

    Every decision, assessment, and recommendation is logged with full traceability for regulatory review.

Use Cases & Examples

Use Cases & Examples

  •     Automated Compliance Checking

    Systematically verify that all advice and recommendations meet Consumer Duty requirements before client presentation.

  •     Documentation Generation

    Automatically generate required documentation and evidence trails for regulatory compliance.

  •     Risk Assessment

    Identify and document potential risks to ensure clients receive appropriate advice and protection.

Security & Compliance

Bank-grade encryption. Strict tenant isolation. Full audit trails. Every piece of client information is stored and accessed with adviser-grade compliance in mind.

Frequently Asked Questions (FAQs)
  • How does PolicyCheck help with Consumer Duty compliance?
  • Is PolicyCheck approved by the FCA?
  • What information is included in suitability reports?
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